Our Firm

Delivering comprehensive wealth management in a proactive manner by inspiring our family of clients to work towards their goals and pursue their dreams through innovative lifestyle planning.

Value Statement

The cornerstone of our practice is creating long-term relationships. Our greatest satisfaction comes from hearing our clients say that we “truly care about them”. Our goal is to know our clients so well that we recognize their needs even before they realize they have one. This is accomplished by completing a comprehensive financial plan where we discover your true goals and dreams. Once your goals are determined we are able to incorporate a customized investment management strategy. The strategy is designed to advance our clients investments when opportunities are found and protect them when the environment requires caution. We believe that there are two types of losses, a loss of capital and a loss of opportunity. If we protect the capital we will always have other opportunities. This is accomplished by having a sell discipline within our investment management strategy. By limiting the number of clients added to our practice each year, our dedicated team of professionals is able to provide our client’s with the highest level of service.

Investment Philosophy

Our investment philosophy is implemented using a fee based approach. We believe the most important investment decisions include asset allocation and trending in and out of the market. This allocation is based upon the investor’s attitude, circumstances, risk taking capacity and market trends.

*The strategy discussed and asset allocations do not ensure a profit or success, nor does it guarantee against a loss. There is no “right” time to enter or exit a market, and there could be tax or trading implications associated with this strategy. There is no guarantee that the investment objective will be met

About LPL Financial

LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*.  For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth.  A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best—help their clients attain their financial goals and fulfill their dreams.

With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as:

  • Enabling technology
  • Comprehensive clearing and compliance services
  • Practice management programs and training
  • Independent research

LPL Financial understands that providing Americans with unbiased investment advice is critical to their financial security.  Because the firm has no proprietary products to sell, LPL Financial advisors can provide truly objective, conflict-free advice and investment recommendations.

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs.  They do so by using the firm’s tools and resources that help them discover their clients’ priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients’ lives; and make product recommendations that put clients on the path to pursuing their goals.

For more information about LPL Financial, visit www.lpl.com.

* As reported in Financial Planning magazine 1996-2014, based on total revenues